Move would sweep many more RIAs and funds into the “small entity” bucket, potentially reshaping how the federal securities ...

Learn about the 500 shareholder threshold, its role in SEC public reporting, and why it changed to 2,000. Understand how ...

Only 3% of SEC-registered RIAs qualify as small entities under the agency's current threshold, but about 75 percent would ...

SEC proposal would increase the number of investment advisors classified as small entities under new rules. The threshold ...

To ease the burden of its regulations on “small” investment advisers, the Securities and Exchange Commission (SEC) has proposed amendments to increase the asset-based thresholds under which registered ...

The SEC could unveil the final versions of dozens of its rules as early as April, according to the White House Office of Management and Budget. The potential final rules include those restricting ...

The SEC's 2026 examination priorities emphasize existing regulatory expectations extended to technologies that didn't exist ...

The IRS issued the proposed regulations to reflect changes made by H.R. 1 to the threshold for backup withholding for ...

As the SEC moves closer to fully reopening along with other parts of the federal government, wealth management groups are calling for policies to end what they deem "regulation by enforcement." ...